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Compliance Checker/Reviewer (Financial Advisory)

Empresa confidencial (ZA)

placeSomerset West, Cape Town Region home_workOn-site labelAccounting & Finance Jobs publicAggregated job · ZA

eventPublished on Jul 07, 2026 · verifiedWe confirmed on Aug 16, 2026 that it's still live

About the job

Key Responsibilities Conduct compliance checks and quality reviews on financial advice files (suitability, disclosure, record-keeping) Monitor adherence to relevant regulations (e.g., FAIS, POPIA, or applicable local financial services legislation) Identify and escalate compliance breaches, gaps, or risks Maintain accurate compliance registers, audit trails, and reporting logs Liaise with advisors to clarify documentation and resolve discrepancies Assist in preparing for internal and external a…

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